Faculty

Associate, Debevoise & Plimpton Financial Institutions Group

Associate Professor

Former Global Compliance and Ethics Officer

President & Founder of Eunomia Risk Advisory, Inc.

Partner, Cordery

Senior Counsel, U.S. Securities and Exchange Commission

Attorney

Senior Vice President, Chief Compliance and Privacy Officer for Ryan Specialty Group

General Counsel and Chief Compliance Officer, Third Bridge

Global Chief Compliance Officer at PineBridge

VP, Assistant General Counsel, Head of Global Investigations & Cybersecurity for IBM

Executive Vice President in FINRA’s Market Regulation Department

Director of Training & Data, Compliance Week

Sanctions Advisory Lead, VP, Bank of the West

Assistant Director, Co-Head of the Private Funds Unit, SEC

Senior Compliance Manager at Google

Vice President, Head of Ethics and Compliance, Direct Energy

Former General Counsel, American Express

Senior Compliance Officer within KKR’s Legal & Compliance

Advisor, United States Treasury Department, Former Director of Sales Practice Policy, FINRA

Chief Trademark Counsel and Chief Marketing Counsel, Personal and Home Care at Colgate-Palmolive Company

Attorney

Partner, McPherson Group‚ LLP

Partner, Gerstman Schwartz LLP

Director and Senior Counsel of Antitrust and Competition Law, RTX

Chief Compliance Officer, C-Suite Leader, Public Company Board Member, Legal Counsel

Visiting Faculty, Financial Integrity Program, Case Western Reserve University School of Law

Operating Partner, High Alpha

Administrative Law Judge, NY

Partner, General Counsel and Chief Compliance Office, Marshall Wace North America LP

Deputy Bureau Chief, Public Integrity Bureau, Kings County District Attorney’s Office

Head of Litigation and Investigations, Wayfair

Assistant General Counsel, Privacy, Safety, and Regulatory Affairs at Microsoft

Chief Compliance Officer–US, capital.com

Former Chief Compliance Officer, Kroll Bond Rating Agency, LLC

Executive Director of Fordham’s Corporate Law Center

Chief Compliance Officer, Juul Labs Inc.

North American Compliance Officer, bioMerieux

Director, Oversight and Investigations Division, New York City Council

Partner, Phillips Lytle LLP

Chief Compliance Officer, Privacy Counsel, Unisys Corporation

Global Head of Sanctions, Standard Chartered Bank

General Counsel, ExodusPoint Capital Management, LP

Chief Compliance and Ethics Officer, Caddipay, Chief Executive Officer (CEO) / Founder, Nat’l Association of Black Compliance & Risk, Management Professionals, Inc.

Director of Sustainability Accounting & Controllership

Attorney, Sidley Austin LLP

CEO, Ochs Advisors, LLC

Former Vice President, Citigroup Internal Audit Division

Anti-Bribery and Corruption Compliance Advisory Principal, USAA

Executive Vice President and Chief Legal Officer for Mr. Cooper Group Inc

Chair and Partner, Culhane Meadows’ Privacy, Data, and Cybersecurity Practice Group

Executive Director, Legal & Compliance Department, Industrial Commercial Bank of China (ICBC) Chief BSA Officer, ICBC New York Branch

Founder and President, Resiliti

Chief Compliance Officer, Marsh McLennan

Vice President, Corporate Compliance and Internal Audit, Lifespan

Director & Senior Consultant, Renaissance Regulatory Services, Inc.

Chief Compliance Officer at ScionHealth

Director, Compliance Program Management, AT&T

Adjunct Professor of Law

Associate Director and Counsel, Macquarie Group

Director at Industrial and Commercial Bank of China Financial Services, LLC.

Ethics Sr. Manager, Lockheed Martin Corporation

Global Head, Environmental Compliance for Apple, Inc.

Civil Rights Attorney

Head of Quality, Regulatory, and Health Compliance, Google

Managing Director, Morgan Stanley

Senior Managing Director, Guidepost Solutions