
Faculty
Get an insider look at our faculty as they discuss their careers in compliance.

Associate, Debevoise & Plimpton Financial Institutions Group

Global Compliance and Ethics Officer

Global Head of Compliance, Risk and Privacy, Pall Corporation

Senior Counsel, U.S. Securities and Exchange Commission

Attorney

Founder, Woven Impact Advisors

Senior Vice President, Chief Compliance and Privacy Officer for Ryan Specialty Group

Principal, Winter Investigations

Senior Advisor, StoneTurn LLC

General Counsel and Chief Compliance Officer, Third Bridge

Global Chief Compliance Officer at PineBridge

Executive Vice President, FINRA

Director of Training & Data, Compliance Week

Sanctions Advisory Lead, VP, Bank of the West

Chief Ethics & Compliance Officer, Kimberly-Clark

Assistant Director, Co-Head of the Private Funds Unit, SEC

Senior Compliance Manager at Google

Vice President, Head of Ethics and Compliance, Direct Energy

Former General Counsel, American Express

Principal Consultant and Advisor, Spark Compliance Consulting

Advisor, United States Treasury Department, Former Director of Sales Practice Policy, FINRA

Chief Trademark Counsel and Chief Marketing Counsel, Personal and Home Care at Colgate-Palmolive Company

Attorney

Partner, McPherson Group‚ LLP

Partner, Gerstman Schwartz LLP

Director and Senior Counsel of Antitrust and Competition Law,
RTX

Visiting Faculty, Financial Integrity Program, Case Western Reserve University School of Law

Operating Partner, High Alpha

Administrative Law Judge, NY

Head of Litigation and Investigations, Wayfair

Chief Compliance Officer–US, capital.com

Former Chief Compliance Officer, Kroll Bond Rating Agency, LLC

Chief Compliance Officer, Juul Labs Inc.

Principal Consultant, Lumen Worldwide Endeavors, Real Estate Agent, RE/MAX Results

North American Compliance Officer, bioMerieux

Director, Oversight and Investigations Division, New York City Council

Partner, Phillips Lytle LLP

Chief Compliance Officer, Privacy Counsel, Unisys Corporation

Global Head of Sanctions, Standard Chartered Bank

General Counsel, ExodusPoint Capital Management, LP

Chief Compliance and Ethics Officer, Caddipay, Chief Executive Officer (CEO) / Founder, Nat’l Association of Black Compliance & Risk, Management Professionals, Inc.

Attorney, Sidley Austin LLP

Principal, AnchorPoint Governance Risk and Compliance (GRC) Advisory LLC

Chair of Energy, Environment, and Natural Resources Practice, WilmerHale

Former Vice President, Citigroup Internal Audit Division

Anti-Bribery and Corruption Compliance Advisory Principal, USAA

Chair and Partner, Culhane Meadows’ Privacy, Data, and Cybersecurity Practice Group

Executive Director, Legal & Compliance Department, Industrial Commercial Bank of China (ICBC)
Chief BSA Officer, ICBC New York Branch

Founder and President, Resiliti

Chief Compliance Officer, Marsh McLennan

Vice President, Corporate Compliance and Internal Audit, Lifespan

Director & Senior Consultant, Renaissance Regulatory Services, Inc.

Director, Compliance Program Management, AT&T

President, Holly A. Silver, P.C.

Business and Human Rights Working Group, New York City Bar Association

Vice President, Compliance Commercial Divisions, Stryker

Chief Compliance Officer, Waud Capital Partners, Healthcare

Associate Director and Counsel, Macquarie Group

Director, Head of AML & Sanctions Compliance, ICBC Financial Services LLC

Ethics Sr. Manager, Lockheed Martin Corporation

Civil Rights Attorney

Head of Quality, Regulatory, and Health Compliance, Google

Chief Compliance Officer, Corporate Counsel, Cartica Management, LLC

Managing Director, Alvarez & Marsal

Managing Director, Morgan Stanley

Senior Managing Director, Guidepost Solutions