Faculty

Counsel, Linklaters LLP’s Financial Regulatory Group

Associate Professor

Former Global Compliance and Ethics Officer

President & Founder of Eunomia Risk Advisory, Inc.

Partner, Punter Southall Law

Attorney

Senior Vice President, Chief Compliance and Privacy Officer for Ryan Specialty Group

General Counsel and Chief Compliance Officer, Third Bridge

Global Chief Compliance Officer at PineBridge

VP, Assistant General Counsel, Head of Global Investigations & Cybersecurity for IBM

Head of Regulatory Services, FINRA Market Regulation Department

Head of Regulatory Content, Global Relay Intelligence & Practice

Former Head of Sanctions, Nordea

Partner, Optima Partners

Senior Compliance Manager at Google

Vice President, Head of Ethics and Compliance, Direct Energy

Counsel, Weil, Gotshal & Manges

Former General Counsel, American Express

Vice President, Regulatory Compliance Attorney at Quantinno Capital Management

Advisor, United States Treasury Department, Former Director of Sales Practice Policy, FINRA

Chief Trademark Counsel and Chief Marketing Counsel, Personal and Home Care at Colgate-Palmolive Company

Partner, McPherson Group‚ LLP

Chief Compliance Officer, C-Suite Leader, Public Company Board Member, Legal Counsel

Visiting Faculty, Financial Integrity Program, Case Western Reserve University School of Law

Operating Partner, High Alpha

Administrative Law Judge, NY

Partner, General Counsel and Chief Compliance Office, Marshall Wace North America LP

Deputy Bureau Chief, Public Integrity Bureau, Kings County District Attorney’s Office

Head of Litigation and Investigations, Wayfair

Assistant General Counsel, Privacy, Safety, and Regulatory Affairs at Microsoft

Chief Compliance Officer–US, capital.com

Former Chief Compliance Officer, Kroll Bond Rating Agency, LLC

Executive Director of Fordham’s Corporate Law Center

Chief Compliance Officer, Juul Labs Inc.

General Counsel, The Jewish Theological Seminary (JTS)

Partner, Phillips Lytle LLP

Chief Compliance Officer, Privacy Counsel, Unisys Corporation

Chief Compliance and Ethics Officer, Caddipay, Chief Executive Officer (CEO) / Founder, Nat’l Association of Black Compliance & Risk, Management Professionals, Inc.

Director of Sustainability Accounting & Controllership

Attorney, Sidley Austin LLP

CEO, Ochs Advisors, LLC

Former Vice President, Citigroup Internal Audit Division

Anti-Bribery and Corruption Compliance Advisory Principal, USAA

Deputy Legal Officer & Corporate Secretary, Rocket Companies, Inc

Adjunct Professor

Executive Director, Legal & Compliance Department, Industrial Commercial Bank of China (ICBC) Chief BSA Officer, ICBC New York Branch

Founder and President, Resiliti

Chief Compliance Officer, Marsh McLennan

Vice President, Corporate Compliance and Internal Audit, Lifespan

Director & Senior Consultant, Renaissance Regulatory Services, Inc.

Chief Compliance Officer at ScionHealth

Director, Compliance Program Management, AT&T

Adjunct Professor of Law

Associate Director and Counsel, Macquarie Group

Director at Industrial and Commercial Bank of China Financial Services, LLC (ret).

Retired Global Ethics & Compliance Officer

Global Head, Environmental Compliance for Apple, Inc.

Civil Rights Attorney

Head of Ethics and Conduct, Discover Financial Services

Head of Quality, Regulatory, and Health Compliance, Google

Former Senior Counsel, SEC

Managing Director, Morgan Stanley

Senior Managing Director, Guidepost Solutions