Curriculum

The online Master of Studies in Law in Corporate Compliance is comprised of 30 credits and can be completed in 12 to 36 months.

All students will take 10 courses: nine online courses and one in-person colloquium at Fordham Law's Manhattan campus. Classes begin every January, May, and August.

Sample Course Breakdown

Below is a sample 12-month course breakdown of what you may experience as a student and is subject to change. You have the option of taking fewer courses each semester to accommodate your schedule.

Sample course breakdown
Term Courses
1 U.S. Law and Legal Institutions - 3 credits

Global Corporate Compliance - 4 credits

Corporations - 4 credits
2 Compliance Risk Assessment - 3 credits

International Financial Crime - 2 credits

Crisis Management - 3 credits
3 Anti-Money Laundering - 4 credits

Investment Management Compliance and Regulation - 3 credits

Capstone - 3 credits

NYC Compliance Colloquium - 1 credit

Course Descriptions

U.S. Law and Legal Institutions (3 Credits)

This course will introduce students to the basic features of American law that are both distinctive and foundational for non-lawyers engaged in compliance and other forms of legal and quasi- legal work. Topics will include the structure of American legal institutions, common law reasoning and statutory interpretation, judicial review, the administrative state, federalism, as well as a number of aspects of the legal profession.

Global Corporate Compliance (4 Credits)

This course will explain the major features of an "effective" corporate compliance program. Students will have an opportunity to learn the fundamentals of rolling out a program for a global corporation and updating and refocusing a current program. Students will examine various areas of law, regulation and policy, as well as various industries to adapt the compliance protocols for the global corporation. This course will be skills-oriented.

Compliance Risk Assessment (3 Credits)

The course is designed to provide an overview of the basic elements of the compliance risk assessment and how the assessment role functions within an overall compliance program. In addition, it presents an overview of the key compliance risk and themes across a variety of corporate industries, as well as certain key topical areas. The course also encourages critical thinking about developing and conducting a compliance risk assessment with a particular understanding of its strengths and its weaknesses.

Corporations (4 Credits)

This course provides students with a basic understanding of the law that governs business organizations, particularly publicly held corporations. Aspects of the laws of agency and partnership are first considered to highlight the relationship to corporate law. In turning to corporations, the course considers the rights and duties of boards of directors, officers, and shareholders. Specific topics include the nature of debt and equity securities, the role of fiduciary duties, the regulation of conflicts of interest and insider trading, and the fundamentals of control transactions (like mergers and acquisitions). The course introduces students to state common law and statutory systems, as well as aspects of the federal securities laws, that regulate business organizations. Issues relating to the role of business organizations in society and the role of attorneys in representing these organizations are also considered.

International Financial Crime (2 Credits)

The line between legitimate international financial activities and illicit conduct is increasingly blurred. Substantive legal and regulatory standards and enforcement and redress techniques have had to develop for use against those involved in using private organizations and financial institutions for criminal activities. This course examines a range of criminal activities such as insider trading, market manipulation, money laundering, and government corruption and bribery. The primary focus will be U.S. laws and regulation but will include the international dimension of criminal activity and enforcement.

Crisis Management (3 Credits)

Corporate crisis management has become an increasingly important aspect of managing organizations in the private sector, civil society, and government and a key responsibility of compliance functions within organizations. Internal investigations play an essential role in enabling organizations to identify and resolve possible legal, regulatory, policy, and operational violations and failures; meet regulatory requirements; and manage scrutiny by law enforcement, regulators, and the public. Internal investigations also provide a unique means by which to understand legal, regulatory, and ethical risks and the underlying challenges to effectively preventing, identifying, and addressing risks within organizations. Accordingly, internal investigations form a key element of regulatory compliance and crisis management. The primary objective of the course is for students to gain an understanding of various theories of crisis management, perspectives on key principles of governance and methodology relating to crisis management and investigations, and essential practices employed in the course of crisis management and investigations within organizations, to enable students to engage in critical analysis in the field and to bring expertise to the practices of crisis management and investigations within organizations.

Compliance Colloquium in New York City (1 Credit)

Online MSL students will complete a three-day colloquium at Fordham Law School’s Manhattan campus. Students will engage with senior compliance officers and discuss current and emerging issues in the field of corporate compliance. Networking events will give students ample opportunity to meet each other and compliance professionals from the New York City area and beyond. This course will take place each August. Students join this course during the last summer term in which they will be enrolled.

Anti-Money Laundering (4 Credits)

This course provides a comprehensive overview of the regulations and laws that govern the requirements for financial institutions, both in the United States and globally, in order to address the risk of money laundering and terrorist financing through banks and other financial institutions. Students will gain an understanding of controls implemented by financial institutions to combat the flow of illicit funds. By the conclusion of this course students should have an appreciation of the culture of compliance within financial institutions and understand the rules, regulations, and laws in place to combat money laundering and terrorist financing.

Investment Management Compliance and Regulation (3 Credits)

This pragmatic course will compare how investment advisers’ obligations to registered investment companies (such as mutual funds) differ from obligations to private funds (such as hedge, private equity, and real estate funds). Students will explore relevant duties (and available exemptions) under the Investment Company Act of 1940; the Advisers Act of 1940; and other federal acts, rules, and regulations. Topics covered include SEC registration, disclosure, custody, valuation, affiliate transactions, governance, leverage, compliance manual, and code of ethics. Guest speakers from regulatory agencies, the investment management industry, and private practice will provide practical insight.

Capstone (3 Credits)

In this course, which is taken in the last semester of the program, students will synthesize and apply the learnings from the program in a project that explores in depth a set of challenges compliance officers may face in designing and implementing an effective compliance program, and the nuanced decision-making and practical skills required to successfully address those challenges. The capstone gives students the chance, under the close supervision of the course instructor, to strengthen the analytical, organizational and leadership skills that are needed to be a successful compliance officer.